ac) Service List Legal Compliance Audits

By: Legricon  11-11-2011
Keywords: health and safety

Legal Compliance Audits

Audit Objectives

  • To assess the extent of the facility’s compliance with applicable legislation as determined by the audit scope.
  • To evaluate the effectiveness of the implemented management systems to ensure legal compliance within the facility.
  • To present a report to the Management on the current status of compliance and make recommendations to address the deviations.
  • To advise on support products, services and tools that may assist the facility in improving health and safety management.

Audit  Process

  • Audit preparation (off-site)
  • Opening meeting
  • Do familiarisation tour of facility
  • Interview key people
  • Review documentation
  • Do physical inspection
  • Final verification of documents if necessary
  • Exit meeting
  • Write report on findings (off-site)

Audit  Protocols

Standard: The Legal Register compiled by Legricon.

Evidence for the findings and comments are obtained through physical inspection, documentation review and interviews.

Keywords: health and safety

Other products and services from Legricon



Cover all your bases with a comprehensive contractor occupational safety, health and environmental performance agreement that satisfy the requirements of section 37of the OHS Act, and much more. Legal compliance audits will be determined by the scope which can focus on Occupational health and safety, environmental or a combination of both.


aa) Service List Legal Registers

Management must be aware of the need to be legally compliant, and must ensure this happens – effecting a culture change if necessary. The relevant applicable legislation must be made accessible to those who need to use it. Compliance should be evaluated regularly and corrective action taken. The first year’s updates are included in the initial price. The relevant applicable legislation must be identified.