FAIS Compliance and Licensing

By: FAIS Compliance & Licensing CC  04-10-2011
Keywords: Financial Planning, Insurance Brokers, Life Insurance

We conduct quartely compliance monitoring visits at the client's premises. We provide clients with access to compliance templates and a compliance helpline. We liaise with the FSB on our client's behalf. We assist clients with all profile changes and queries. We assist applicants with new licence applications.

Keywords: Compliance, Compliance Officer, FAIS Compliance Officer, Financial Planning, Financial Services Board, Insurance Brokers, Licensing, Life Insurance,